Heritage Foods Limited

Heritage Foods Limited 84 Annexure-3(i) SECRETARIAL COMPLIANCE REPORT OF M/S. HERITAGE FOODS LIMITED CIN:L15209TG1992PLC014332 #6-3-541/C, Panjagutta, Hyderabad- 500 082, Telangana, INDIA For the Financial year ended 31 st March, 2021 [as per the regulation 24(A) of SEBI (LO&DR) Regulations,2015 as amended from time to time] I, Savita Jyoti, Partner of M/s. Savita Jyoti Associates, Practicing Company Secretary (CP No:1796, M.No.3738), have examined: (a) all the documents and records made available to us and explanation provided by M/s. Heritage Foods Limited (b) the fi lings/ submissions made by the listed entity to the stock exchanges, (c) website of the Company, (d) any other document/ fi ling, as may be relevant, which has been relied upon to make this certi fi cation, for the year ended March 31, 2021 in respect of compliance with the provisions of : (i) the Securities and Exchange Board of India Act, 1992 (“SEBI Act”) and the Regulations, circulars, guidelines issued thereunder; and (ii) the Securities Contracts (Regulation) Act, 1956 (“SCRA”), rules made thereunder and the Regulations, circulars, guidelines issued thereunder by the Securities and Exchange Board of India (“SEBI”); The speci fi c Regulations, whose provisions and the circulars/ guidelines issued thereunder, have been examined, include:- (a) Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015; (b) Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018; (c) Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011; (d) Securities and Exchange Board of India (Buyback of Securities) Regulations, 2018; Not Applicable during the year under review (e) Securities and Exchange Board of India (Share Based Employee Bene fi ts) Regulations, 2014; Not Applicable during the year under review (f) Securities and Exchange Board of India (Issue and Listing of Debt Securities) Regulations, 2008; Not Applicable during the year under review (g) Securities and Exchange Board of India (Issue and Listing of Non- Convertible andRedeemable Preference Shares) Regulations, 2013; Not Applicable during the year under review (h) Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015; (i) The Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018 and based on the above examination, I/We hereby report that, during the Review Period: i. The listed entity has complied with the provisions of the above Regulations and circulars/guidelines issued thereunder, ii. The listed entity has maintained proper records under the provisions of the above Regulations and circulars/ guidelines issued thereunder insofar as it appears from my/our examination of those records. iii. There are no actions taken against the listed entity/ its promoters/ directors/ material subsidiaries either by SEBI or by Stock Exchanges (including under the Standard Operating Procedures issued by SEBI through various circulars) under the aforesaid Acts/ Regulations and circulars/ guidelines issued thereunder: iv. There are no observation made in previous report, hence action taken from listed entity was not required. for SAVITA JYOTI ASSOCIATES Place: Hyderabad Date: 21.04.2021 Savita Jyoti Partner M. No. FCS-3738, CP. No. 1796 UDIN# F003738C000146334