Heritage Foods Limited | 30th Annual Report 2021-22

Financial Statements Company Overview Statutory Reports 79 Annexure-3(i) SECRETARIAL COMPLIANCE REPORT OF M/S HERITAGE FOODS LIMITED CIN: L15209TG1992PLC014332 #6-3-541/C, Panjagutta, Hyderabad-500082, Telangana, India For the Financial year ended 31 st March, 2022 [as per the regulation 24(A) of SEBI (LO&DR) Regulations, 2015 as amended from time to time] I, Savita Jyoti partner of M/s. Savita Jyoti Associates, Practicing Company Secretary (CP No: 1796, M.No. 3738), have examined: (a) all the documents and records made available to us and explanation provided by M/s. Heritage Foods Limited (b) the filings/ submissions made by the listed entity to the stock exchanges, (c) website of the Company, (d) any other document/ filing, as may be relevant, which has been relied upon to make this certification, for the year ended 31 st March, 2022 in respect of compliance with the provisions of : (a) the Securities and Exchange Board of India Act, 1992 (“SEBI Act”) and the Regulations, circulars, guidelines issued thereunder; and (b) the Securities Contracts (Regulation) Act, 1956 (“SCRA”), rules made thereunder and the Regulations, circulars, guidelines issued thereunder by the Securities and Exchange Board of India (“SEBI”); The specific Regulations, whose provisions and the circulars/ guidelines issued thereunder, have been examined, include:- (a) Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015; (b) Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018; (c) Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011; (d) Securities and Exchange Board of India (Buyback of Securities) Regulations, 2018; : Not Applicable during the year under review (e) Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014; Not Applicable during the year under review (f) Securities and Exchange Board of India (Issue and Listing of Debt Securities) Regulations, 2008; Not Applicable during the year under review (g) Securities and Exchange Board of India (Issue and Listing of Non- Convertible and Redeemable Preference Shares) Regulations, 2013; Not Applicable during the year under review (h) Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015; (i) Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018; and based on the above examination, I/We hereby report that, during the Review Period: (a) The listed entity has complied with the provisions of the above Regulations and circulars/ guidelines issued thereunder (b) The listed entity has maintained proper records under the provisions of the above Regulations and circulars/ guidelines issued thereunder insofar as it appears from my/our examination of those records. (c) There are no actions taken against the listed entity/ its promoters/ directors/ material subsidiaries either by SEBI or by Stock Exchanges (including under the Standard Operating Procedures issued by SEBI through various circulars) under the aforesaid Acts/ Regulations and Circulars/ guidelines issued thereunder: (d) There are no observations made in previous report, hence action taken from listed entity was not required. for SAVITA JYOTI ASSOCIATES Savita Jyoti Partner Place: Hyderabad M.No. FCS. -3738, CP. No. 1796 Date: May 10, 2022 UDIN: F003738D000299022 Board’s Report