Sr. No. Particulars Compliance Status (Yes/NO/NA) Observations/ Remarks by PCS 10. Prohibition of Insider Trading: ThelistedentityisincompliancewithRegulation3(5)&3(6)SEBI (Prohibition of Insider Trading) Regulations, 2015 Yes 11. Actions taken by SEBI or Stock Exchange(s), if any: No Actions taken against the listed entity/ its promoters/ directors/ subsidiaries either by SEBI or by Stock Exchanges (including under the Standard Operating Procedures issued by SEBI through various circulars) under SEBI Regulations and circulars/ guidelines issued thereunder Yes No Actions taken against the Company/ its promoters/ directors/ subsidiaries either by SEBI or by BSE & NSE under SEBI Regulations and circulars/ guidelines issued thereunder during the year under review. 12. Additional Non-compliances,if any: No any additional non-compliance observed for all SEBI regulation/circular/guidance note etc. Yes No additional non-compliance was observed for any SEBI regulation/ circular/guidance note etc. during the year under review. The Additional disclosures of Annual Secretarial Compliance Report as below:- (a) The listed entity has complied with the provisions of the above regulations and circulars/ guidelines issued thereunder, except in respect of matters specified below:- Sr. No. Compliance Requirement (Regulations/circulars/guidelines including specific clause) Regulation/ Circular No. Deviations Action Taken by Type of Action Details of Violation Fine Amount Observations/ Remarks of The Practicing Company Secretary Management Response Remarks Not Applicable (b) The listed entity has taken the following actions to comply with the observations made in previous reports: Sr. No. Compliance Requirement (Regulations/circulars/guidelines including specific clause) Regulation/ Circular No. Deviations Action Taken by Type of Action Details of Violation Fine Amount Observations/ Remarks of The Practicing Company Secretary Management Response Remarks Not Applicable For SAVITA JYOTI ASSOCIATES Savita Jyoti Partner Place: Hyderabad M.No. FCS. -3738, CP. No. 1796 Date: April 14, 2023 UDIN: F003738E000096325 Heritage Foods Limited | 31st Annual report 2022-23 98
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